How to Submit Compliance Documents for Review

This Video. . .

will guide you through the process of submitting your compliance documents for review. We have made this process simple to ensure the protection of our brokerage and yourself as an Executive. It will show you how to access the compliance documents folder, which contains a list of required documents. You can easily drag and drop the fully executed documents into the appropriate placeholders. It will also explain how our office team will handle documents like the commission statement and listing side checks. Once all the documents are in place, you can submit the compliance folder for review. If any documents are missing or require a signature, we will return the folder to you with a note.